Compliance, Registration, Accounting services for Commodity Firms - Wilshire Consulting Group

With over a decade of experience with regulatory and compliance requirements, Wilshire Consulting Group is a boutique independent consulting firm that specializes in providing such services to firms within the financial services industry. Our goal is to take a load off of your shoulders so that you can concentrate on things no one else can do for you TRADE!!!

Snapshot of services offered

Commodity Trading Advisor, Commodity Pool Operator and Introducing Broker registration with NFA and CFTC.

Preparation of Disclosure Document for filing with the NFA(DDoc).

CPO Offering memorandum and agreements.

Review of any promotional material intended for distribution to the public.

Monthly & Quarterly Performance & Analysis Reporting.

Annual questionnaires and annual registration update.

Whether you are a start-up or an up-and-running firm, Wilshire Consulting Group is dedicated to building and growing your business by managing the creation and upkeep of the complicated regulatory part of your firm. You and your staff (those that you approve) will be in constant communication with our staff and will have a username and password to your pending and completed documents at all times.